Federalist No. 39 is one of the most important papers in the entire series. This is where James Madison answers two enormous charges against the proposed Constitution:
- that it was not truly republican, and
- that it was not truly federal.
Madison’s answer is elegant and powerful. He argues that the Constitution is absolutely republican in character, and that it is neither wholly national nor wholly federal, but a composition of both. That last phrase is the money line. It is one of the clearest explanations of the American system ever written.
1. If the Constitution were not republican, it would be indefensible
“If the plan of the convention… be found to depart from the republican character, its advocates must abandon it as no longer defensible.”
Madison starts hard. He does not hedge. He says plainly that if the Constitution fails the republican test, its defenders lose the case.
2. America’s political experiments must rest on self-government
“to rest all our political experiments on the capacity of mankind for self-government.”
That is one of the great lines in the paper. Madison is saying the American project depends on the belief that free people can govern themselves.
3. The word “republic” had been used sloppily for all sorts of governments
“show the extreme inaccuracy with which the term has been used”
Madison points out that people had called wildly different governments “republics,” including regimes that were barely republican at all. So he wants a more precise definition.
4. Madison’s definition of a republic
“a government which derives all its powers directly or indirectly from the great body of the people”
That is the core definition. Not from a king. Not from a hereditary class. Not from some tiny clique. From the people.
5. Republican government can work through direct or indirect choice
“appointed, either directly or indirectly, by the people”
Important point. Madison is saying republican government does not require every office to be filled by direct popular vote. Indirect appointment can still be republican if the chain leads back to the people.
6. Officeholding must be limited, accountable, or conditioned by good behavior
“holding their offices during pleasure, for a limited period, or during good behavior.”
That line matters because Madison is not arguing for pure permanent rule. A republic must have offices structured in a way consistent with accountability and law.
7. The Constitution fits the republican standard “in the most rigid sense”
“it is, in the most rigid sense, conformable to it.”
That is Madison planting the flag. He is not saying the Constitution is vaguely republican-ish. He is saying it squarely meets the standard.
8. Titles of nobility are absolutely banned
“its absolute prohibition of titles of nobility”
Short, clean, and strong. Madison uses this as further evidence that the Constitution is not secretly setting up some aristocratic order in powdered wigs.
9. It also guarantees republican government to the states
“its express guaranty of the republican form to each”
That is another load-bearing point. The Constitution does not merely create a republican general government. It promises republican government at the state level too.
10. The real question: national or federal?
Madison then turns to the next big objection: critics said the Constitution had destroyed the federal nature of the Union and replaced it with a consolidated national government.
His answer is where this paper becomes legendary.
11. In its foundation, the Constitution is federal
“The act, therefore, establishing the Constitution, will not be a NATIONAL, but a FEDERAL act.”
Why? Because the Constitution is ratified by the people in their separate states, not by one giant undifferentiated national vote.
12. Each state acts as a sovereign body in ratification
“Each State, in ratifying the Constitution, is considered as a sovereign body”
That is one of the clearest federal features Madison identifies. Ratification happens state by state.
13. In the House, the system is national
“So far the government is NATIONAL, not FEDERAL.”
The House of Representatives is based on the people, apportioned by population. That gives it a national character.
14. In the Senate, the system is federal
“So far the government is FEDERAL, not NATIONAL.”
The Senate represents states as political equals. That gives it a federal character.
15. The presidency comes from a mixed source
“The executive power will be derived from a very compound source.”
Madison says the presidency is neither purely national nor purely federal. It comes through a blended arrangement.
16. In operation, the government is national
“it falls under the NATIONAL, not the FEDERAL character”
This is a major point. The Constitution generally operates on individual citizens, not merely on states as collective bodies. That makes it national in operation.
17. In extent, the government is federal
“its jurisdiction extends to certain enumerated objects only”
That line is crucial. The general government is not given total, unlimited authority over everything. Its powers are limited to specified objects.
18. The states keep a residuary and inviolable sovereignty
“leaves to the several States a residuary and inviolable sovereignty over all other objects.”
That is one of the most important lines in the paper. Madison says the states are not erased. They retain a real sphere of authority.
19. The amendment process is mixed too
“it is neither wholly NATIONAL nor wholly FEDERAL.”
Madison says even the amendment system reflects the compound nature of the Constitution. It is not based purely on a national majority, and not purely on unanimous state consent either.
20. The great summary line
“The proposed Constitution, therefore, is, in strictness, neither a national nor a federal Constitution, but a composition of both.”
There it is. The crown jewel. This is the line people come back to over and over because it explains the American system better than a mountain of later shouting ever could.
21. Madison’s full breakdown is one of the greatest summary paragraphs in the Federalist Papers
“In its foundation it is federal, not national; in the sources from which the ordinary powers of the government are drawn, it is partly federal and partly national; in the operation of these powers, it is national, not federal; in the extent of them, again, it is federal, not national; and, finally, in the authoritative mode of introducing amendments, it is neither wholly federal nor wholly national.”
That paragraph is the engine room of the paper. It is precise, balanced, and devastatingly clear.
Why Federalist No. 39 Works for Highlights
Federalist No. 39 works beautifully as a highlights page because it gives readers one of the clearest explanations of the Constitution’s character:
- republican in principle
- mixed in structure
- national in some respects
- federal in others
That is not confusion. That is the design.
This paper is also one of the absolute heavyweights in the entire series. If somebody wants to understand what kind of government the Constitution was trying to create, this is one of the first places they should go.
Related Links
- Federalist No. 39 Full Text
- Federalist Papers
- James Madison
- Federalist No. 38
- United States Constitution
- Articles of Confederation